Mr. Stone has twenty years of experience in the securities industry, providing legal representation to brokerage firms, investment professionals & investors, serving as an arbitrator and working as a financial advisor.
Investor Disputes Law Firm in Westchester & White Plains
Approximately two-thirds of all securities arbitrations are between brokers and clients. These claims often boil down to issues of suitability—whether or not the broker had a reasonable basis for recommending a security or investment strategy. The most common allegations of misconduct by a broker or a brokerage firm are:
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Strength from Experience
Whether you need pre-conflict advice or assistance with a securities dispute, Mr. Stone has the wisdom and securities industry knowledge necessary to provide sound legal advice. His more than 20 years of experience in the securities industry as a lawyer and as a broker have given Mr. Stone a unique perspective few other attorneys can offer. Westchester Securities attorney Mr. Stone has tried arbitrations before FINRA, the National Association of Securities Dealers (NASD), and the New York Stock Exchange in cities throughout the United States and represents parties in New York and Connecticut courts.
Contact our New Rochelle office today to arrange a consultation with Mr. Stone about your securities dispute. Call us to resolve your securities arbitration case at 866-720-3754.
